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Crypto Hedge Fund Galois Capital Fined 5,000 by SEC for Custody Rule Violations

Crypto Hedge Fund Galois Capital Fined $225,000 by SEC for Custody Rule Violations

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Source: Bitcoin.com

Crypto Hedge Fund Galois Capital Fined $225,000 by SEC for Custody Rule ViolationsThe U.S. Securities and Exchange Commission (SEC) has slapped Galois Capital Management LLC with a $225,000 fine for falling short of the Custody Rule laid out in the Investment Advisers Act. The crypto-centric hedge fund and advisory firm was also accused of misleading investors about the redemption process. SEC Charges Galois Capital According to the […]

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Author: Jamie Redman