SEC Charges Defi Platform Rari Capital and Founders
The U.S. Securities and Exchange Commission (SEC) has announced charges against decentralized finance (defi) platform Rari Capital and its co-founders for misleading investors and operating as unregistered brokers. The settlement involves penalties, injunctions, and bars against the individuals involved, with violations stemming from unregistered securities offerings and deceptive practices. SEC Charges Defi Platform Rari Capital […]
Go to Source
Author: Jamie Redman
Related posts:
- Bittrex Receives Wells Notice From SEC for Alleged Investor-Protection Law Violations
- SEC’s Regulatory Overreach Challenged in Court: Motion Filed to Vacate ‘Dealer’ Rule
- Uniswap Challenges SEC Wells Notice, Defends Autonomous Protocol
- Lawmaker Criticizes Biden-Harris Administration’s Approach to Defi Regulation